Articles

Aegis Frumento & Stephanie Korenman, The SEC meditates on The DAO: tracing the initial arc of cryptosecurities regulation

The Journal of Investment Compliance (Vol. 20, No. 4, 2019)

Stephanie Korenman & Aegis Frumento, Arbitration as a Way of Settling Disputes Rather than “Deciding” Cases

Securities Arbitration Alert, July 19, 2022

Aegis Frumento & Stephanie Korenman, Arbitrating Dodd-Frank Whistleblower Retaliation Claims

Securities Arbitration Commentator, December 2019

Aegis Frumento & Stephanie Korenman, SEC Whistleblower Retaliation—and the Securities Laws—After Digital Realty

The Journal of Investment Compliance (Vol. 19, No. 3, 2018)

Aegis Frumento & Stephanie Korenman, Arbitrating the Barely Legal: Thoughts on the Private Application of Rule 2010

Securities Arbitration Commentator, June 2018

Aegis J. Frumento & Stephanie Korenman, Rethinking Non-Lawyer Advocacy in FINRA Customer Arbitrations

Securities Arbitration Commentator, March 2017

Stephanie Korenman & Aegis Frumento, The First Five Years of the SEC Whistleblower Program, Part I

The Corporate Counselor, May 2016

Stephanie Korenman & Aegis Frumento, The First Five Years of the SEC Whistleblower Program, Part II

The Corporate Counselor, June 2016

Aegis Frumento & Stephanie Korenman, No More Bullsh_t: Securities Opinions After Omnicare

The Journal of Investment Compliance (Vol. 16, No. 4, 2015)

Aegis Frumento & Stephanie Korenman, Another Look at Rule 10b5-1. Trading Plans.

The Corporate Counsel (Jan. 2014)

The JOBS Act and the Return of Microcaps (The Many Charms of the Emerging Growth Company),

Part I, Aegis J. Frumento, The Corporate Counselor, October 2012

The JOBS Act and the Return of Microcaps (Deregulating the Small Public Stock Offering),

Part II, Aegis J. Frumento, The Corporate Counselor, November 2012